Investment Compliance Manager (Securities)

An exciting Investment Compliance Manager job has just become available at one of the most prominent Securities company based in Jakarta.

INVESTMENT COMPLIANCE MANAGER (SECURITIES)

Salary: Competitive and based on experience
Location: Jakarta, Indonesia

Keywords: Compliance, Investment, Manager, Securities

Our client is seeking a highly skilled and experienced Investment Compliance Manager to join their dynamic team. This role is an integral part of the Asia Pacific Investment Compliance Team, focusing on Indonesia. The successful candidate will be responsible for executing a global compliance program that includes advisory, training, monitoring, and reporting for investment activities across research, portfolio management, trading, and pricing. This is an exciting opportunity to work in a fast-paced environment where you will collaborate closely with teams across different jurisdictions to harmonise policies, manage compliance risks and ensure adherence to Group policies and standards.

* Part of the Asia Pacific Investment Compliance Team
* Responsible for executing a global compliance program
* Opportunity to work in a fast-paced environment

What you'll do:

As an Investment Compliance Manager, your role will be pivotal in ensuring that all activities are compliant with regulatory requirements. You will be tasked with creating, implementing, and maintaining policies that are designed to ensure compliance with both internal policies and external laws. Your excellent communication skills will be utilised as you provide guidance and training to staff members on Investment Compliance matters. You will also be responsible for managing both active and passive breaches, ensuring they are resolved promptly. Your analytical skills will come into play as you analyse complex breaches, trade errors, and market abuse cases. In addition to these responsibilities, you will also lead or participate in internal compliance reviews.

* Ensure all activities satisfy regulatory requirements within the Investment Compliance areas
* Create, implement, and maintain policies, procedures and controls to ensure compliance with applicable laws and regulations
* Provide guidance, advice and training to staff members related to Investment Compliance matters
* Execute coding and monitoring of investment guidelines
* Manage active and passive breaches, ensuring prompt resolution
* Perform compliance monitoring activities within the Investment Compliance area as needed
* Analyse and escalate complex breaches, trade errors, and market abuse cases
* Lead or participate in internal compliance reviews
* Prepare and present clear and concise compliance reports to senior management
* Undertake tasks as directed related to audits, reviews, and examinations

What you bring:

The ideal candidate for this Investment Compliance Manager role will have a university degree in law or business management or a similar field. You should have at least 6 years' experience in the financial industry with a focus on asset management. A sound understanding of the current issues affecting the financial services and asset management industry is essential. You should have working knowledge of Bloomberg and experience with investment guidelines coding. A comprehensive understanding of regulations, their interpretation, and practical application is required. You should also have a comprehensive knowledge of financial instruments, derivatives, and investment strategies.

* University degree in law, business management or similar
* 6+ years’ experience in the financial industry with a focus in asset management
* Sound understanding of the current issues affecting the financial services and asset management industry
* Working knowledge of Bloomberg
* Experience with investment guidelines coding
* Understanding of regulations, their interpretation, and practical application
* Comprehensive knowledge of financial instruments, derivatives, and investment strategies
* Experience interpreting and implementing lessons learned from regulatory sanctions

What sets this company apart:

Our client is a leading global company that values diversity, inclusivity, and teamwork. They offer flexible working opportunities and generous pensions contributions. They are committed to providing training opportunities for their employees to ensure continuous growth and development. This is an exciting opportunity to join a company that values its employees and offers a supportive and collaborative work environment.

What's next:

If you're ready to take the next step in your career, apply today!

Apply Today by clicking on the link!

Due to the high volume of applications we are experiencing, our team will only be in touch with you if your application is shortlisted.